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Important Disclosures

IMPORTANT NOTICE

In connection with the effects of COVID-19, the SEC, pursuant to SEC Release 5463, has provided for relief for certain filing deadlines. 

Accordingly, CapFinancial Partners, LLC (CAPTRUST) has requested an extension to 4/10/2020 with respect to the filing of our annual updating amendment to the Form ADV. Clients can expect to receive our annual statement of material changes  with our annual offer to deliver a complimentary copy of our full Form ADV disclosure brochure/supplement no later than 30 days after the filing has been submitted. 

Please send your questions or comments directly to compliance@captrust.com or call the main office at 800.216.0645, ext. 10267.

To access CAPTRUST’s current ADV Part 1, click here.

CAPTRUST Form ADV Disclosure Brochures Part 2A:

For CAPTRUST retirement plan clients (Institutional Disclosure Brochure)

For CAPTRUST clients with Portfolio Managed Accounts (in the CAPTRUST PMA Wrap-fee Program)

For CAPTRUST clients with Separately Managed Accounts (in the CAPTRUST SMA Wrap-fee Program)

For CAPTRUST clients with non-wrap fee-based managed accounts (CAPTRUST Non-wrap Fee Brochure)

CAPTRUST Form ADV Disclosure Brochures Part 2B, click here.

Order Routing Disclosure 
(In the Enter Broker-Dealer’s Full Name field, please type in CAPFINANCIAL SECURITIES LLC.)

CAPTRUST Financial Advisors  (also known as “CapFinancial Partners, LLC”) is an investment adviser registered under The Investment Advisers Act of 1940. The principals of CAPTRUST have operated as an advisory team since 1989.

The trade names “CAPTRUST” and “CAPTRUST Financial Advisors” are used under license by CapFinancial Partners, LLC. CAPTRUST owns and manages the company website to provide information to its online users. The following is a legal disclaimer (“General Disclaimer”) that outlines the website’s Terms of Use. By accessing the website, you acknowledge that you have read and understand the site’s Terms of Use and Disclaimer policies.

Terms of Use

General Disclaimer

CAPTRUST Financial Advisors does not render legal, accounting, or tax advice. It has been prepared solely for informational purposes and is not a solicitation or an offer to buy any security or instrument or to participate in any trading strategy. Any performance data quoted represents past performance. Investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Past performance is no guarantee of future results. For a detailed description of the risks associated with investing by asset class, please click here.

Disclaimer of Warranties and Liability

Inaccuracies, Errors, and Downloads
This CAPTRUST site may contain inaccuracies or typographical errors. CAPTRUST does its very best to insure the integrity and security of it sites, but does not warrant that this site, its servers, or e-mail sent from this site are free of viruses or other harmful components. Downloading any material is done at one’s own risk, and CAPTRUST cannot be responsible for any damage to a user’s computer system or loss of data that results from the download of any material. CAPTRUST shall not be liable for any direct or indirect damages arising out of, resulting from, or in any way connected with the use or the inability to use, any delay in, or the performance of this Site.

External Links and Third-party Content
The CAPTRUST website contains external links to third party content (content hosted on sites unaffiliated with CAPTRUST Financial Advisors). The policies and procedures governing these third party sites may differ from those effective on the CAPTRUST company website, as outlined in these Disclaimers. As such, CAPTRUST makes no representations whatsoever regarding any third party content/sites that may be accessible directly or indirectly from the CAPTRUST website. Linking to these third party sites in no way implies an endorsement or affiliation of any kind between CAPTRUST and any third party, including legal authorization to use any trademark, trade name, logo, or copyrighted materials belonging to either entity.

Copyright and Limitations on Use

© 2020 CAPTRUST Financial Advisors. All Rights Reserved

Proprietary content from CAPTRUST (referred to as CAPTRUST copyrighted material) is the property of CAPTRUST Financial Advisors. As such, Copyrighted Material is protected by U.S. copyright and intellectual property laws. You may print and/or “Share” CAPTRUST copyrighted material via Twitter, Facebook, Email Shareware (applicable to select pages only) for personal, noncommercial use only. You may not publish, copy, or otherwise reproduce any CAPTRUST copyrighted material for public/commercial use and/or distribution. Any attempt to reproduce or commercially distribute any copyrighted material without the expressed written permission of CAPTRUST is strictly prohibited. CAPTRUST does not grant any expressed or implied rights to the user under any patents, trademarks, copyrights, or other similar rights. Use of editorial content without the expressed written permission of CAPTRUST Financial Advisors is strictly prohibited.

Logo, Trademarks, and Limitations on Use
The CAPTRUST logomark is a registered Trademark under license for use by CAPTRUST Financial Advisors. Nothing on this website shall be construed as granting; by implication, estoppel, or otherwise, any license or right to use any Trademark displayed on the website without the expressed written permission of CAPTRUST Financial Advisors. CAPTRUST prohibits the use of the CAPTRUST name, any of its registered domain names, and any of its other trademarks as part of a link to or from any site unless approved in advance by CAPTRUST in writing. You may not use any metatags or any other hidden text utilizing any CAPTRUST Company domains, CAPTRUST, or other Trademarks without our expressed written consent.

Regulation
CAPTRUST Financial Advisors is an investment adviser registered under the Investment Advisers Act of 1940.